Anti-money laundering review approaches
14 Apr 2003
US Firms are quickly approaching their first anti-money laundering compliance review. The annual deadline has many firms scrambling to have all the answers to a growing list of questions.
National Futures Association and Commodity Futures Trading Commission require that futures commission merchants (FCMs) and introducing brokers (IBs) conduct annual testing of their anti-money laundering compliance programme. Also, the law requires FCMs and...
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