CFTC SEC joint committee holds first meeting

24 May 2010

The first meeting of the joint committee established between the two US financial regulators was held today at 9am Eastern Time. The Joint Commodity Futures Trading Commission and Securities Exchange Commission Advisory Committee on Emerging Regulatory Issues was formed following a commitment for more...

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"While we support its overall direction, a number of the requirements in the review are needlessly oppressive, particularly the proposed limits on execution-only business and bilateral execution. Additionally, the swathe of costly disclosure obligations is more likely to confuse than inform customers.”

The FOA's Anthony Belchambers responds to the EC's Mifid review.

CFTC SEC joint committee holds first meeting

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